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Vice President, Compliance - Monitoring & Testing, US Compliance Oversight Program - TD Securities (US)

TD Securities (USA) LLC · New York, New York, United States

Location
New York
Job Type
Full time
Posted
July 04, 2026

Job Description

Description

:

We are looking to hire a new Vice President, Compliance at TD Securities (US) to be a key member of TDS US Compliance Monitoring & Testing (M&T) Team, responsible for working on developing, implementing and coordinating the Compliance Oversight program of first line Risk Owner (RO) activities contributing to the overall Compliance coverage plan. The M&T Team sits within Core Compliance and covers the TDS US and global businesses, working with regional teams across the globe.The VP Compliance will also support other aspects of the Core Compliance program as needed.

Key Responsibilities:

  • Assist with developing, implementing, and coordinating the Compliance Oversight program, including evaluating program design, analyzing Risk Owner testing and monitoring routines contributing to Compliance coverage plans, and enhancing and implementing key program elements.
  • Collaborate with colleagues globally to evaluate and coordinate RO ...

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