SVP, Senior Counsel - Registered Funds/40 Act

Page Executive · Lincoln, England, United Kingdom

Location

Lincoln

Job Type

FULL_TIME

Posted

July 07, 2026

Job Description

Job Description
The Senior Counsel will work with the Deputy General Counsel and other members of the legal team. 

Main Responsibilities
Advise on all registered funds related legal matters, including drafting and reviewing all offering, marketing and documentation, reviewing for SEC and FINRA compliance
Provide legal advice and aid in provisions relating to 1940 Act compliance as it pertains to transactions, fund of fund matters, advisory, etc.
Negotiate a wide range of agreements with registered fund counterparties, including closed-end funds, mutual funds, real estate investment trusts and various fund managers
Manage outside counsel as necessary
Work closely with other members of the legal team on additional projects as they arise

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