Location
Scottsdale
Job Type
Full-time
Posted
July 19, 2026
Job Description
Senior Regulatory Oversight Specialist
Apply (https://vanguard.wd5.myworkdayjobs.com/en-US/vanguard_external/job/Malvern-PA/Senior-Regulatory-Oversight-Specialist_179788-1/apply)
locations
Malvern, PA
Scottsdale, AZ
Charlotte, NC
time type
Full time
posted on
Posted 12 Days Ago
job requisition id
179788
Summary
The role will conduct effective and unbiased oversight supporting the Personal Investor’s product and service offerings. The oversight expands across both crew and direct leader duties to ensure compliance with the policy and procedures set forth to support Personal Investor’s evolving product and service offerings and evolving regulatory landscape. The ideal candidate should possess a high degree of attention to detail, a lear...
Apply (https://vanguard.wd5.myworkdayjobs.com/en-US/vanguard_external/job/Malvern-PA/Senior-Regulatory-Oversight-Specialist_179788-1/apply)
locations
Malvern, PA
Scottsdale, AZ
Charlotte, NC
time type
Full time
posted on
Posted 12 Days Ago
job requisition id
179788
Summary
The role will conduct effective and unbiased oversight supporting the Personal Investor’s product and service offerings. The oversight expands across both crew and direct leader duties to ensure compliance with the policy and procedures set forth to support Personal Investor’s evolving product and service offerings and evolving regulatory landscape. The ideal candidate should possess a high degree of attention to detail, a lear...
Ready to Apply?
Submit your application for Senior Regulatory Oversight Specialist at Vanguard
Apply Now