Senior Distribution Business Compliance Officer

You will be part of a team to drive and implement the risk management and compliance requirements for Group Agency & Financial Advisors and their representatives, by effectively supporting the business units in their duty to comply with relevant laws and regulations.

• Review and update processes and guidelines in relation to public prospecting and marketing / recruitment materials
• Communicate and reinforce the awareness of the guidelines in relation to public prospecting and marketing / recruitment materials
• Share relevant guidelines and issues with Financial Representatives through training materials, onsite visits, cluster meetings, and other agency platforms
• Review and approve Agency Identify Collaterals, Agency Group Name / Logo, Agency Group Website and Agency Group Signage
• Ensure the Marketing and Recruitment Marketing Materials approval process is adhered to within the SOP
• Review social media cont...