Senior Compliance Officer Prohibitions

About the Role

Are you a curious, analytical person who enjoys working through information, assessing evidence, solving problems, and learning how legislation is interpreted and applied in practice? This role is an opportunity to build practical legal, regulatory and compliance expertise in a supportive team, while contributing to the integrity of New Zealand’s business environment.

Responsibilities

• Assess referrals and information relating to potential director prohibitions under section 385 of the Companies Act 1993.
• Review information from insolvency practitioners, the Official Assignee and other sources to identify key issues and practical next steps.
• Prepare clear written material, including assessments, memoranda, notices and correspondence that support decision‑making.
• Work with internal and external stakeholders to clarify issues, gather information and support timely outcomes.
• Support Operational L...