Location
Cardiff
Job Type
Full-time
Posted
July 01, 2026
Job Description
Join a leading investment firm as a Senior Compliance Advisory Manager , where you’ll guide regulatory strategy, shape governance frameworks, and influence conduct risk management across senior stakeholder groups. This role suits a confident communicator with deep expertise in public markets and a passion for navigating complex regulation.
About the role:
You’ll provide regulatory advice and oversight to the Public Markets business, ensuring strong compliance governance and effective risk management. Working closely with senior leaders, you’ll help maintain a robust control environment and support the delivery of responsible, compliant investment practices.
What you’ll bring:
- Proven compliance or advisory experience in asset management, legal, or consultancy environments
- Strong knowledge of financial regulations and products, including MiFID, UCITS, MMFR, CSDR, and securitisation
- Experience wi...