Senior Analyst, Ptmm Monitoring (Bogotá)

ID de la solicitud

Purpos

Support GBM Internal Control - PTMM pre trade mid mark Monitoring globally ensuring execution and delivery in compliance with governing regulations, internal policies and procedures.

Accountabilities

• Champion a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems, and knowledge.
• Implement procedures, processes, training for first line monitoring and testing controls related to the provision of pre-trade mid‑market prices/marks (“PTMM”) provided to in-scope US Persons under CFTC External Business Conduct requirements for OTC derivative products.
• Support CFTC OTC Derivatives trade reconstruction testing the Bank’s ability for recordkeeping and retention of pre trade execution records and ability to provide information to CFTC within 72 hours, when requested.
• Prepare for regulatory reviews and requests. This will include working with Tradin...