Securities Clerk

Overview

The Securities Clerk provides administrative and legal support to the firm's deal team collaborating closely with Legal and Operations to ensure the accurate and timely preparation of agreements and ancillary documentation and the seamless execution of deal-related and post-deal administrative processes, contributing to the overall efficiency and compliance of the firm’s operations. This position also plays a key role in overseeing the firm’s corporate governance activities.

Responsibilities

• Reporting to the CCO of PearTree Securities, the Senior Securities Clerk will provide administrative and legal support with a focus on flow through share offering documentation and settlement including:
• Assisting in the preparation and review of financing documents (including share purchase agreements, subscription agreements, unit certificates, trade confirmations) and post-closing filings (e.g. 45-106F1, SEDAR+ Filings).
• Prepare regis...