Principal Risk Specialist, Control Testing

Summary

To effectively identify, assess, monitor, and mitigate risks within the site consistent with Capital One’s internal controls and policies.

General Responsibilities

• Performance of First Line of Defense Assessments
  • Conducts periodic controls testing
  • Performs Business Area Risk Review / Risk Management and Control Framework / Enterprise Risk Self‑Assessment
  • Leads local site audit management
  • Liaises with internal and external auditors to facilitate audit requirements
• Risk and Remediation Monitoring
  • Inputs risk issues and events in GRC
  • Identifies potential risk issues and events and reports appropriate ticket for resolution
  • Participates in the analysis and resolution of risk issues and controls
  • Conducts local site audit remediation
  • Maintains inventory of identified risks, controls, and remediation completion