Portfolio Management Compliance Associate

The Opportunity:

 

The Portfolio Management Compliance (“PMC”) Associate (“Associate”) is responsible for helping to support Portfolio Management Compliance team tasks, requirements, and protocols within the Fisher Group of companies. The PMC Associate works cross-functionally with the members of the Fisher European Entities Legal and Compliance Department (“LCD”) to help them satisfy their portfolio management regulatory requirements. The Associate is a member of the Portfolio Management Compliance team, which acts as primary liaison between the Portfolio Management Group (PMG) and LCD with regard to all Fisher European Entities Portfolio Management policies, procedures, and regulatory requirements.

The Day-to-Day:

Oversees assigned operational tasks to completion

Identifies, creates and develops documentation for group

Supports the growth of the business through various projects

Follows group and firm policies and procedures

Ide...