Manager, CDD Business Advisory and Support (CDD-BAS), Wealth Management

The CDD Business Advisory and Support (CBAS) unit operates as the 1.5 line of defense and functions as a bridge between Branch’s Business segments (1st line of defense) and Control / Support (2nd line of defense) units to support the Corporate & Institutional Banking (C&IB) and Wealth Management (WM) businesses on Client Due Diligence (CDD) related matters including:

• Documents preparation required for client onboarding and periodic reviews
• Liaising with key stakeholders like Business, Compliance and Ops units to address any gaps in the CDD reviews
• Monitoring of client accounts (including onboarding conditions, adverse news,
• documentation validity) and initiate trigger reviews
• Conduct AML/CFT related in-house surveillance reviews along with business and compliance
• Prepare MIS (e.g. monthly CDD statistics report) and respond to AML/ CFT regulatory surveys
• Initiation and implementation of process improvement and digital ...