Head of Compliance (part time- 3 days per week)

Fully remote role

THE COMPANY

Our client is a dynamic, FCA-Regulated Mortgage Broker. They are seeking an experienced and proactive Head of Compliance to join their team and take ownership of the compliance framework.

THE RESPONSIBILITIES

• Regulatory Compliance & Oversight


• Compliance Monitoring & File Reviews


• Policies, Procedures & Documentation


• Risk Management


• Training & Cultural Embedding


• Lender & Panel Management


• Financial Crime Compliance


• Management Information & Reporting

EXPERIENCE REQUIRED

• Minimum 3-5 years’ experience in a compliance role within financial services, preferably in mortgage broking or mortgage advice


• Strong working knowledge of FCA regulations, particularly MCOB, Consumer Duty, SYSC, and DISP


• Proven experience conducting mortgage file reviews and com...