Equities: Regulatory Specialist

A central regulator of a major South African financial market is seeking an Equities Regulatory Specialist to join their team in Sandton. This middle management role is critical, acting as the primary compliance intermediary between the Stock Exchange and listed companies, ensuring the market remains fair, transparent, and credible.

This is a high‑risk, high‑impact position where your expertise directly affects the regulator’s license with the financial services authority.

Responsibilities:

Regulatory Oversight & Compliance

• Listings Compliance: Ensure listed companies and all regulated parties comply rigorously with the Stock Exchange’s Listings Requirements (LR) .

• Review & Assessment: Review corporate actions, circulars, and submissions to ensure full compliance with LR and proactively identify potential breaches .

• Market Integrity: Mitigate financial an...