Compliance Officer - Buy Side

About Our Client

Our client is a well-established organisation within the financial services industry, recognised for its commitment to excellence and professionalism. As a small-sized company, they focus on providing tailored financial solutions and maintaining high standards of compliance.

Job Description

1. Regulatory Monitoring & InterpretationTrack changes to applicable UK and international regulations (e.g., FCA, PRA, GDPR, AML) and translate them into practical guidance for business stakeholders.2. Policy Development & GovernanceDraft, update, and maintain internal compliance policies, procedures, and frameworks to ensure alignment with regulatory expectations and best‑practice standards.3. Compliance Advisory SupportProvide day‑to‑day compliance advice to front‑office and operatio...