Compliance Manager, APAC

StoneX Group · singapore, singapore, Singapore

Location
singapore
Job Type
Full-time
Posted
July 04, 2026

Job Description

Position Purpose

In Singapore, StoneX is regulated by MAS as a Capital Markets Service Licensee, an Exempt Financial Adviser and a Major Payment Institution, and by MinLaw as a registered dealer of precious stones and metals. StoneX is also a trading member of SGX‑DT and a clearing member of SGX‑DC. In Hong Kong, StoneX is regulated by the SFC for Type 1 (Dealing in Securities) and Type 2 (Dealing in Futures Contract).

Primary Duties

  • Provide business and regulatory compliance advice to senior management and business units such as Derivatives, Securities, Commodities, and Leverage Foreign Exchange.
  • Update policies, procedures and controls to meet regulatory requirements of MAS, SGX‑DT, SGX‑DC, SFC and other regulators in APAC.
  • Supervise licensing, regulatory change management, reporting of derivatives contracts, trade surveillance, market abuse, complaints handling, compliance monitoring, conflict of interests management, cross‑borde...

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