Compliance Associate

Our client is a specialist international infrastructure investment manager, focused on investment origination, asset management and fund management.

They are looking for candidates with Asset Management, Private Equity or Hedge fund experience. It is a generalist role but we require Financial Promotions exposure and knowledge of AIFMD.

THE RESPONSIBILITIES:

• Liaise with Investor Relations on the review and sign off process for fundraising and marketing materials, including UK exempt financial promotions, global professional investor communications (inc. for EU AIFs), retail communications for listed fund clients, responses to due diligence / RFP requests, and growing website / social media content for both the firm and its fund clients.
• Carry out day-to-day compliance monitoring support, including personal account dealing review and approval, insider / restricted list maintenance, annual questionnaires and regulatory horizon scanning.