Associate, Regulatory Compliance (Hong Kong)

Key Responsibilities:

• Work as a team to manage a portfolio of fund management clients to provide them compliance solutions and services


• Provide compliance advisory services such as license applications, compliance program support, regulatory reporting etc


• Handle compliance assignments and ensure completion that meet clients’ timelines and quality standards


• Assist in drafting and reviewing proposals and letters of engagement to clients


• Keep abreast of the latest regulatory requirements and industry updates


• Other ad-hoc compliance duties as necessary