Assistant Compliance Officer

Job Description Summary

The purpose of this role is to provide an efficient and effective service for the Compliance function which contributes to business growth and strategy realisation.

Responsibilities

• Regulatory and Compliance Management: Investigate all kinds of incidents and reports and provide expert advice to more senior colleagues. Minimize risk exposures and ensure adherence with regulatory standards by working with all internal functions to make sure compliance programs are properly implemented.
• Regulatory Affairs: Take responsibility for managing and delivering a designated work program.
• Document Preparation: Organize and prepare complex documents using a variety of applications for technology devices, such as standard office software. Also responsible for gathering and summarizing data for special reports.
• Information and Business Advice: Resolve queries from in...