Job Description
The Asset and Wealth Management Regulatory Controls (ARC) team is a dynamic and strategic program within the Asset and Wealth Management Control Management organization. As trusted advisors and valued partners, we deliver a comprehensive and forward-looking overview of the regulatory landscape, offering deep analysis of regulatory impacts and emerging trends. Our team provides expert guidance, proactive solutions, and support throughout every stage of the regulatory engagement lifecycle
As the Regulatory Control Lead within the Asset and Wealth Management team, you will play a pivotal role in proactively identifying regulatory engagements that impact Asset and Wealth Management, assessing their scope, impact, and exposure, and anticipating potential vulnerabilities. You will help promote the team's ability to implement robust preventative controls, champion best practices, and foster a culture of continuous improvement. In this role, you will provide hands-on leadership and su...
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